Form 8.5 (EPT/RI) – NewRiver REIT Plc
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER
This disclosure relates to transactions undertaken by an exempt principal trader acting in a client-serving capacity as per Rule 8.5 of the Takeover Code.
1. KEY INFORMATION
- Name of exempt principal trader: Shore Capital Stockbrokers Ltd
- Name of offeror/offeree in relation to whose relevant securities this form relates: NewRiver REIT Plc
- Name of the party to the offer with which the exempt principal trader is connected: NewRiver REIT Plc
- Date dealing undertaken: 29 November 2024
- Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? Yes – Capital & Regional Plc
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
| Class of relevant security | Purchases/ Sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
|---|---|---|---|---|
| Ordinary | Purchases | 73,190 | 78p | 77.15p |
| Ordinary | Sales | 73,227 | 77.8p | 77.55p |
(b) Derivatives transactions (other than options)
Class of relevant security: Product description (e.g., CFD). Nature of dealing involves opening or closing a position. Please record the number of reference securities and the price per unit.
(c) Options transactions in respect of existing securities
- (i) Writing, selling, purchasing or varying
- (ii) Exercising
Details regarding the class of relevant security, product description, nature of dealing, number of securities, exercise price, type, expiry date, and option money per unit.
Details regarding the class of relevant security and product description related to exercising options.
(d) Other dealings (including subscribing for new securities)
Details should include class of relevant security, nature of dealing, and price per unit, where applicable. All monetary amounts should be stated in a clear currency format.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
No incentive agreements or arrangements that may influence trading have been entered into by the exempt principal trader and any related parties.
(b) Agreements, arrangements or understandings relating to options or derivatives
There are no formal or informal agreements that affect the voting rights or related acquisition or disposal of any relevant securities through derivatives.
Date of disclosure: 02 December 2024
